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Retail Investor
This is typically an individual who invests his or her own money in stocks, bonds, real estate, and other investment types.
Why has it been so hard for individual investors, sometimes referred to as retail investors, to purchase IPOs?
Investment banks that underwrite IPO’s have been eliminating their retail brokers along with their smaller customers for many years.
Allocation
The number of shares distributed to an investor.
How are UITs taxed?
The taxation of UITs can be complex and depends on the type of securities held by the trust and the investor's personal tax situation. Generally, investors are subject to taxes on income distributions and capital gains. It's recommended to consult a ...
How are CEFs taxed?
The tax implications for CEF investors can vary based on the type of income the fund generates and how the investor holds the fund (e.g., in a taxable account vs. a tax-advantaged account). It's recommended to consult with a tax advisor to understand ...